5/20/2024 2:41:08 PM 5 Things To Do To Address the SEC’s Breach Notification Changes For Investment Advisers, Investment Companies and Broker-Dealers By Rick Borden On May 15, 2024, the Securities and Exchange Commission (SEC) finalized amendments to Regulation S-P, the primary regulation governing...
7/2/2023 8:35:41 PM Updated Proposed Second Amendment to New York’s Department of Financial Services Cybersecurity Regulation By Maria Nava On June 28, 2023, the New York Department of Financial Services (“DFS”) published a proposed Second Amendment to its Cybersecurity...