20 May, 2024 5 Things To Do To Address the SEC’s Breach Notification Changes For Investment Advisers, Investment Companies and Broker-Dealers By Rick Borden On May 15, 2024, the Securities and Exchange Commission (SEC) finalized amendments to Regulation S-P, the primary regulation governing...
15 Aug, 2023 The NYDFS Cybersecurity Regulation: Four Comments for Improvement By Rick Borden The New York Department of Financial Services (“NYDFS”) issued a Cybersecurity Regulation (the “Regulation”) in 2016. The Regulation has...
10 Aug, 2023 How Does The Maximus 8-K Filing Fit With The New SEC Rules? By Rick Borden Channing Hans Maximus, a U.S. government contracting major player, confirmed on July 26 that hackers accessed the protected health data of up to 11...
26 Jul, 2023 SEC Adopts Final Rules on Form 8-K By Maria Nava In March 2022, the Securities and Exchange Commission proposed new rules, amendments, and form amendments to enhance and standardize...
02 Jul, 2023 Updated Proposed Second Amendment to New York’s Department of Financial Services Cybersecurity Regulation By Maria Nava On June 28, 2023, the New York Department of Financial Services (“DFS”) published a proposed Second Amendment to its Cybersecurity...
01 Mar, 2023 This Week In Generative AI By Maria Nava Over the past several weeks, we have seen numerous articles discussing the potential of artificial intelligence tools. AI is being used...
03 Feb, 2023 Cybersecurity: Responding to Violations and “Events” Under the Proposed New NYDFS Regulations By Rick Borden Saphya Council This is our sixth and final post in a series analyzing major proposed changes in the New York Department of Financial Services (“NYDFS”)...
25 Jan, 2023 Cybersecurity: How the New NYDFS Regulation Would Impact Large Companies By Rick Borden Saphya Council This is the fifth post in a series of blog posts that analyze certain major proposed changes in the New York Department of Financial...
19 Jan, 2023 Cybersecurity: New NYDFS Regulation Would Create Additional Board and Officer Requirements -- and Potential Liability By Rick Borden Saphya Council This is the fourth in a series of blog posts analyzing certain major proposed changes in the New York Department of Financial Services...
17 Jan, 2023 Cybersecurity: New NYDFS Regulations Elevate the Role of the Chief Information Security Officer By Rick Borden Saphya Council This is our third post in a six-part series breaking down proposed amendments to the New York Department of Financial Services (“NYDFS”)...
13 Jan, 2023 Cybersecurity: NYDFS Proposed Rules Would Mandate Expanded Policies, Procedures, and Technical Controls By Rick Borden Saphya Council This is the second post in our series of deep dives on the proposed NYDFS Cybersecurity Rule revisions (the “Proposal”). If you missed...
13 Jan, 2023 Cybersecurity: How NYDFS’ Proposed New Definition of “Risk Assessment” Will Impact Your Company By Rick Borden Saphya Council This is the first in a series of blog posts analyzing proposed changes in the New York Department of Financial Services (“NYDFS”)...
11 Jan, 2023 New York’s Proposed New Cybersecurity Regulations Will Mandate Big Changes for Many Businesses By Rick Borden Saphya Council The New York Department of Financial Services (“NYDFS”) – a leading rule maker in the cybersecurity world -- has released proposed...
27 Oct, 2022 Drizly and CEO Face FTC Order for Cybersecurity Breach By Saphya Council Rick Borden Recently, the FTC issued a proposed order against Drizly and its CEO James Cory Rellas for conducting unfair information security...