20 May, 2024 5 Things To Do To Address the SEC’s Breach Notification Changes For Investment Advisers, Investment Companies and Broker-Dealers By Rick Borden On May 15, 2024, the Securities and Exchange Commission (SEC) finalized amendments to Regulation S-P, the primary regulation governing...
10 Aug, 2023 How Does The Maximus 8-K Filing Fit With The New SEC Rules? By Rick Borden Channing Hans Maximus, a U.S. government contracting major player, confirmed on July 26 that hackers accessed the protected health data of up to 11...
26 Jul, 2023 SEC Adopts Final Rules on Form 8-K By Maria Nava In March 2022, the Securities and Exchange Commission proposed new rules, amendments, and form amendments to enhance and standardize...