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Technology Law

1 result for: securities exchange commission

5 Things To Do To Address the SEC’s Breach Notification Changes For Investment Advisers, Investment Companies and Broker-Dealers

5/20/2024 2:41:08 PM

5 Things To Do To Address the SEC’s Breach Notification Changes For Investment Advisers, Investment Companies and Broker-Dealers

By Rick Borden

On May 15, 2024, the Securities and Exchange Commission (SEC) finalized amendments to Regulation S-P, the primary regulation governing...

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